工作职责：

·Work closely with department head and other team members to ensure the successful of implementation of continuous auditing and integrative audit documentation system.
·Will be trained to be the specialized business auditor in a particular business line within CICC and act as the department’s ambassador to work closely with the management team of business line covered.
·Perform both continuous auditing and periodical audit on the business line covered, evaluate adequacy of internal control systems, ensure compliance with internal control procedures & regulatory requirements
·Perform all tasks related to Internal Audit Dept, including provide value-added consultancy services to business units and back office departments
·Perform audit planning, risk identification, controls testing and reporting writing
·Participate in new product development and new system development & implementation to ensure all risks are identified and adequate internal controls are designed to mitigate the risks effectively.
·Coordinate relevant departments to review policies and procedures
·Contribute to the dissemination and awareness of risk control culture in the group
·Liaison with regulatory authorities as well as external auditors

任职资格：

·Minimum of a bachelor’s degree in finance, accounting, auditing and related field
·3-5 years of relevant experience in the field of internal control, compliance or internal audit for Investment Banking, Security Brokerage or Asset Management, preferably from global financial institutions
·Familiar with regulatory policies related to the US securities exchange market as well as anti-money laundering
·Related certifications (CFA, CPA, CIA, CISA, CAMS, FRM, or similar) are a plus
·Highly analytical with excellent interpersonal and communication skills
·Independent self-starter and good team player
·Fluency in both English and/or Chinese
·Excellent audit documentation and report writing skills in both English and/or Chinese
·Ability to travel