华泰证券机构业务合规岗

企业直聘
发布时间:2021-02-27 招聘类型:社会招聘 来源:华泰证券 岗位热度:10
公司/部门:合规法律部 工作地点:北京市 招聘人数:若干

【职位描述】

1.负责公司跨境、衍生品、研究、投资交易等业务重大决策、新产品、新模式的合规法律评估和咨询解答;
2.负责相关业务条线的合规法律风险识别和论证;
3.负责对相关业务条线开展合规检查,跟踪、监督前期内外部合规检查发现的问题;
4.对接境外子公司合规管理。
1. Responsible for the company's cross-border, derivatives, research, investment transactions and other major business decisions, new products, and new models of compliance and legal evaluation and consultation;
2. Responsible for the identification and demonstration of compliance legal risks of related business lines;
3. Responsible for carrying out compliance inspections on relevant business lines, tracking and supervising the problems found in external compliance inspections during the previous period;
4. Dock the compliance management of overseas subsidiaries.

【入职要求】

1.法律、金融、会计、数学、信息技术等全日制硕士研究生及以上学历;
2.熟悉自营、研究、债券交易、衍生品、外汇、大宗商品等业务操作流程和管理要点,具备其中一项业务实操经验;
3.3年以上相关工作经验,熟悉境外业务体系、法律规则尤其是ISDA、GMRA等项下衍生品业务的优先;
4.具有美国、英国、香港等境外地区律师资格的优先。
1. Master degree or above in law, finance, accounting, mathematics, information technology, etc.;
2. Familiar with operational procedures and key management points of proprietary trading, research, bond trading, derivatives, foreign exchange, bulk commodities and other businesses, with practical experience in one of them;
3.More than 3 years of relevant working experience, familiar with overseas business system, legal rules, especially derivatives business under ISDA, GMRA, etc., is preferred;
4. Having the qualification to be a lawyer in the United States, The United Kingdom, Hong Kong and other overseas regions is preferred.

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